Compliance Manager Job at Cardea Group, New York, NY

eUtMM1k4VUd5aWVuZTdqeUhzbW5xOWw3
  • Cardea Group
  • New York, NY

Job Description

Compliance Manager (New York, NY): Our client, a private equity fund with successful fundraises and increased AUM over the past decade, has a need for a strong, insightful Compliance Manager to join their team in a #3 capacity. The Compliance Manager will work closely with the Deputy CCO and CCO to oversee the day-to-day compliance program. This is an exceptional opportunity for a strategic-thinking compliance professional who would like to segway their career into a pivotal role collaborating with leadership on compliance initiatives and driving the compliance program to be best in class.

Key Points:

  • Hiring manager is excited to onboard someone who is driven, strong at project management, and has a command of compliance programs
  • Firm has a long track record and manages north of $40B in assets and a 20+ year history with a tremendous reputation in the industry
  • High visibility generalist role working under two tremendous mentors in the compliance department
  • Collaborative group of individuals across the organization where growth is promoted from within

Responsibilities:

  • Prepare regulatory filings, administer the firm’s compliance program, and oversee Code of Ethics
  • Collaborate with the marketing and investor inquiries teams to respond to RFPs, DDQs and other communications
  • Drive compliance initiatives across various areas of the program depending on regulatory trends
  • Conduct compliance testing and update policies/procedures
  • Create risk matrices to outline compliance initiatives
  • Monitor the investment/research’s team use of expert networks
  • Partner with compliance consultants to conduct mock audits and heed advice on regulatory updates

Qualifications:

  • 8-12+ years of experience in an investment advisor (private equity, private credit, hedge fund, etc.)
  • Bachelor's Degree
  • Strong command of full suite of compliance responsibilities with the ability to drive and lead projects
  • Excellent judgment and ability to communicate with all levels of professionals
  • Proactive, driven and mentality of excellence

Compensation: $175-225K base; $250-350K+ all-in

Job Reference #2964169

Job Tags

Similar Jobs

Pedigo Staffing Services

Senior business analyst consultant education agency Job at Pedigo Staffing Services

 ...Title: Senior Business Analyst Agency: Texas Education Agency Solicitation: 70125...  ...This position performs advanced, senior-level business analysis work. The position...  ...Debbie Pedigo CEO / Senior Staffing Consultant ****@*****.*** 830.433.... 

Ultimate Staffing

Bilingual Leasing Consultant Job at Ultimate Staffing

Mon-Friday 9am-4pm and Saturday 10am-4pm As a Bilingual Leasing Consultant, you connect with future prospective residents, identify their home preferences, and secure lease agreements for a 400+ units, multifamily apartment home community. Job opportunity with tremendous...

Amazon.com Services LLC

Sr. Manager, Product, WW Flex Safety Programs, Amazon Flex Job at Amazon.com Services LLC

 ...DESCRIPTION Amazon Flex crowdsources independent contractors called Delivery Partners (DPs) to make deliveries to our customers. With Amazon Flex, individuals can now be their own boss delivering Amazon packages. Flex WW Safety Team is looking for a Sr. Manager,... 

Wellpower Method, LLC

Remote Nutrition Coach Application Job at Wellpower Method, LLC

Must apply here to be considered: Are you a passionate nutritionist or dietitian who thrives on helping women achieve lasting weight loss? Wellpower Method is searching for a bright and bubbly Virtual Nutrition Coach to join our growing team! We help women ditch...

JD.COM

Warehouse Specialist- JD Star Program(2025 fresh graduate) Job at JD.COM

 ...numerous career growth training sessions Enjoy competitive salary package Job Responsibilities1.Operational Management: Assist in planning and executing daily operations. 2.Data Analysis and Reporting: Collect and analyze data to prepare insightful reports...